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SEC Rule 10b-5
Results: 780

#	Item
711	Administrative Proceeding: Patti M. Dodge, CPA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-10 17:04:38 Financial regulation Securities Act Securities regulation in the United States Securities Exchange Act U.S. Securities and Exchange Commission Public Company Accounting Oversight Board Sarbanes–Oxley Act SEC Rule 10b-5 New Century United States securities law Business Finance
712	Opinion: Michael Bresner, Ralph Calabro, Jason Konner, and Dimitrios Koutsoubos Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-07 16:33:15 Financial regulation Economy of the United States Securities Exchange Act U.S. Securities and Exchange Commission Finance Securities Act MERS Registered Investment Advisor SEC Rule 10b-5 United States securities law 73rd United States Congress United States Securities and Exchange Commission
713	Order Denying Motion to Lift Temporary Suspension and Directing Hearing: William D. Shovers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-05-08 11:17:05 Financial regulation Law SEC Rule 10b-5 Securities Act Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Aiding and abetting Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
714	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Rel. No[removed]September 5, 2013 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-05 15:19:36 Finance Investment Advisers Act Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Securities regulation in the United States Investment Company Act SEC Rule 10b-5 Financial adviser United States securities law Financial regulation Financial economics
715	Complaint: Richard E. McDonald, Marc D. Roup, Deanna J. Seruga, and Joseph I. Emas Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-23 14:11:59 Financial statements Finance Financial regulation Business Securities Exchange Act SEC Rule 10b-5 U.S. Securities and Exchange Commission Annual report Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
716	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Rel. No[removed]November 13, 2012 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-13 13:41:14 Corporate crime U.S. Securities and Exchange Commission SEC Rule 10b-5
717	Opinion: Tzemach David Netzer Korem Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-26 14:39:05 Financial regulation Financial economics Fraudsters Pearlasia Gamboa Business Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission SEC Rule 10b-5 United States securities law 73rd United States Congress United States Securities and Exchange Commission
718	Administrative Proceeding - Order Instituting Proceedings: ROBERT BREED Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-15 16:57:43 Securities Exchange Act U.S. Securities and Exchange Commission Government Financial system United States securities law SEC Rule 10b-5 Financial regulation
719	Complaint: Michael J. Pietrzak and Maurice W. Furlong Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-26 14:30:33 Financial regulation SEC Rule 10b-5 Securities Act Law Securities Exchange Act Aiding and abetting Securities regulation in the United States United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
720	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 14, 2012 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-14 12:00:01 SEC Rule 10b-5 U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Financial regulation Government United States United States securities law United States Securities and Exchange Commission 73rd United States Congress

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